PTI Securities & Futures

PTI Securities & Futures LP caters to investors by offering high-end trading and money management services. PTI’s expert brokers have over ten years on the trading floor and offer investment education through seminars, teleconferences, a weekly newsletter, andTom Haugh’s financial blog, DOLLAR$ and SEN$E.

Since its beginnings in 1991, PTI has grown its client base through the dedication of its brokers, all of whom have been with PTI long-term and who are former floor traders with years of investment experience.

PTI Securities & Futures LP set themselves apart through thier true emphasis on customer service. Their staff of courteous, experienced brokers are immediately available to take calls, provide counsel and place trades. PTI brokers utilize options and other relevant financial instruments in tandem with underlying securities, with the target goal of maximizing returns. They are dedicated to establishing long term relationships with all of their clients. PTI is headquartered in the Chicago Loop’s prestigious financial district with a branch office in Glendale, Arizona.

PTI Securities & Futures LP is headquartered in Chicago, Illinois and has a branch office in Glendale, Arizona. In addition to PTI Securities & Futures Chicago Headquarters, PTI Securities – Arizona Branch is located in Glendale, Arizona and specializes in exchange traded dividend-paying securities that include common stocks, preferred stocks, ETF’s, and royalty trusts. The portfolios are internally built and personally customized according to the individual’s objectives and risk tolerance. Additionally, we offer all the major equity options strategies and a staff with vast experience and understanding of these markets. We are able to provide a balanced asset allocation for our clients with the added benefit of using predominately dividend-paying securities. Also, we work with clients to assist in developing and implementing hedging strategies to lower the risk of concentrated stock positions. We also promote and use a wide variety of protective strategies which include alerts, stops, and long puts.


Daniel Haugh

President / Founder

Dan Haugh joined the firm in 1991 and is one of the founding partners. He is responsible for the firm’s daily operations, and regulatory, compliance and financial activities.

Thomas Haugh

Chief Investment Officer / Founder

Tom Haugh serves as the Chief Investment Officer with direct responsibility for managing the firm’s managed money accounts. Bloomberg TV, FOX-TV and other leading media outlets regularly interview Tom to obtain his investment know-how, and to explain how the latest financial news impacts investors.

PTI ProDirect

PTI ProDirect is a professional trading platform that combines low cost, speed and analytics which, when combined with the service and advice of PTI ProDirect’s former floor traders, gives our customers the edge over all others.

PTI ProDirect clears all customer trades through Interactive Brokers (IB). IB provides the online trading technology and clearing services, while PTI ProDirect provides the personal customer contact and trading experience needed for active traders to achieve success. IB’s trading platform makes it possible for PTI ProDirect to offer deep discount commissions, competitive price execution, payable credit interest and margin interest rates while still having access to professional trading advice.