Office of the Comptroller of the Currency (OCC)
The OCC’s primary mission is to charter, regulate, and supervise all national banks and federal savings associations. They also supervise […]
Financial Government Agency
Financial Government Agency
Financial Government Agency
Commodity Futures Trading Commission (CFTC)
Congress created the Commodity Futures Trading Commission (CFTC) in 1974 as an independent agency with the mandate to regulate commodity
Financial Government Agency
Office of Thrift Supervision (OTS)
The original national banking laws essentially forbade national banks from making residential mortgage loans. Savings institutions—variously known as savings and
Financial Government Agency
Federal Deposit Insurance Corporation (FDIC)
The Federal Deposit Insurance Corporation (FDIC) preserves and promotes public confidence in the U.S. financial system by insuring deposits in
Financial Government Agency
National Credit Union Administration (NCUA)
The National Credit Union Administration (NCUA) is the independent federal agency that regulates charters and supervises federal credit unions. With
Financial Government Agency
Financial Industry Regulatory Authority (FINRA)
The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United
Financial Government Agency
Federal Reserve System (“Fed”)
The Federal Reserve System is the central bank of the United States. It was founded by Congress in 1913 to
Financial Government Agency
U.S. Securities and Exchange Commission (SEC)
The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and
Financial Government Agency
Electronic Data Gathering, Analysis and Retrieval (EDGAR)
EDGAR, the Electronic Data Gathering, Analysis, and Retrieval system, performs automated collection, validation, indexing, acceptance, and forwarding of submissions by